We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The SEC recently adopted new rules (the “Private Fund Rules”)[1] that will require additional reporting requirements and impose restrictions on certain activities of investment advisers to private ...

Following its consultation last year, the U.K. Financial Conduct Authority has published its final policy and rule amendments on the scope of the rules governing packaged retail and insurance-based ...

SEC’s proposed rules to “Enhance and Standardize Climate-Related Disclosures for Investors” include requirements for listed companies to report the so-called Scope 3 emissions. The opponents of Scope ...

The Securities and Exchange Commission on March 6 finalized rules mandating uniform public company climate disclosures, though removed one of the more stringent provisions featured in the proposed ...

Ready or not: what in-scope firms should be doing to prepare for Phase 6 of the Uncleared Margin Rules Phase 6's lower threshold will bring smaller firms into scope, which typically have fewer middle ...