The Pharmaceutical Inspection Co-operation Scheme (PIC/S) recently released two documents aimed at creating a harmonized approach for planning, conducting, and following up on remote and hybrid ...

FINRA members can voluntarily elect to participate by June 30, 2024. The Pilot Program is likely the first step toward FINRA permanently approving remote inspections of branches, OSJs, and non-branch ...

A total of 741 member firms volunteered to participate in FINRA’s Remote Inspections Pilot Program, FINRA has announced in a blog post. The 741 participant firms represent 22% of FINRA member firms.

BASEL, Switzerland – Remote or virtual inspections are now permanent fixtures in the toolboxes of the World Health Organization (WHO) and the European Directorate for the Quality of Medicines (EDQM) ...

The regulator wants to provide relief from in-person supervision until the SEC rules on a pilot program for online oversight. By Mark Schoeff Jr. Finra will allow brokerages to conduct online ...

A total of 741 Finra member firms have opted-in to the first part of a three year pilot assessing remote inspections of branches and offices. Eligible member firms can satisfy their obligations for ...

As virtual tours become a mainstream tool for homebuyers, experts warn they are no substitute for licensed inspections. Remote walkthroughs can help buyers decide whether to proceed but may hide ...

FINRA Rule 3110(c)(1) requires broker-dealers to conduct onsite inspections of their offices of supervisory jurisdiction (OSJs), branch offices and non-branch locations. In response to the COVID-19 ...

During the COVID-19 pandemic, broker-dealers successfully demonstrated their ability to maintain regulatory compliance remotely in many ways. Data from a new survey – conducted by SIFMA and Protiviti ...

FINRA is asking for yet another extension of an emergency order allowing broker-dealers to inspect their branch offices remotely rather than in-person. Processing Content The proposal, submitted on ...

DLS Marine received approval from ABS for remote inspection, and it is leveraging advanced drone + software tech to make the process of tank inspection more efficient and less dangerous. The business ...